What will best execution mean to you by this time next year? This month marks my one-year anniversary with Waters and in that relatively short amount of time the world of best ex has evolved-thanks to ...
On 12 December 2025, the FCA published findings from a multi‑firm review on how wholesale banks deliver best execution in UK-listed cash equities. The findings are based on a review of eight banks ...
The US Securities and Exchange Commission (SEC) has proposed implementation of a best execution regulatory framework for brokers and dealers that will fall under the Commission’s own rule-book, rather ...
Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving ...
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