⚠️ SCAM ALERT – BLUE OCEAN SECURITIES LTD ⚠️ The Securities and Exchange Commission of Sri Lanka (SEC) warns the public that: 🛑Blue Ocean Securities Ltd is NOT licensed by the SEC and has no authority to trade in securities in Sri Lanka on behalf of investors. 🛑Its Chief Analyst is NOT a Registered Investment Advisor, nor is his assistant. 🛑According to the FCA Financial Services Register, Blue Ocean Securities Ltd is NOT licensed or authorized by the Financial Conduct Authority (FCA) UK. 🛑R

SEC Media Days are here ... It's officially talking season 🎙 | SEC Network

Alert! The Securities and Exchange Commission of Sri Lanka (SEC) wishes to inform the public that “Gladius South Asia” is not licensed by the SEC to operate as a Market Participant within or outside Sri Lanka. The SEC does not regulate, nor does it grant licenses for entities to operate in foreign jurisdictions. It has come to the attention of the SEC that Gladius South Asia, in some instances, informs clients that it is licensed by the Financial Conduct Authority (FCA) in the United Kingdom. Ho

The Securities Exchange Commission (SEC) proposed rule on climate disclosure is good for small investors—especially retirement savers—who need standardized and reliable information to better protect their life savings. In fact, 97% of the investors who submitted comment letters to the SEC support the proposed climate disclosure rule. | Americans for Financial Reform | Facebook

6.3K views · 13 reactions | WATCH: The Securities and Exchange Commission (SEC) Tarlac Extension Office, through the Kapihan sa SEC, shared its current accomplishments and updates. Topics discussed included SEC mandates, the latest issuances and circulars, as well as advisories and revocation orders. An open forum followed, along with the signing of a Memorandum of Agreement with The Tarlac Press and Radio Club, Inc. (Ara Jamica Reparejo/PIA 3) | PIA-Tarlac | Facebook